Pursuant to SEC and FINRA Rule 3510 & 3520, KCCI Ltd, maintains and updates a Business Continuity Plan in the event of a significant business disruption. The firm has developed a business continuity plan to protect our clients and employees in the event of an emergency or significant business disruption. The plan is designed to help prepare for securing the firm property, making financial and operational assessments, promptly recovering and resuming operations and allowing our clients access to trading as soon as possible. The business continuity plan considers various scenarios that range in severity from a firm- or building-only disruption to an emergency situation on a local or regional level. KCCI Ltd, has established an alternative location, in the event our office locations are inaccessible.

To request a copy of KCCI's Business Continutity Plan, please contact us at 888.883.9247.